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UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]September 9, 2014
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Document Date: 2014-09-09 15:52:02

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File Size: 82,07 KB

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Company

ACA Compliance Group Holdings LLC / Capital Forensics Inc. / UASNM Inc. / Fidelity Brokerage Services LLC / Morgan Lewis & Bockius LLP / Hogan Lovells US LLP / ABL / /

IndustryTerm

requested documents / work product / /

Organization

Securities and Exchange Commission / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / /

Person

DENNIS J. MALOUF / Cameron Elliot Administrative / James T. Burns III / /

Position

President / Law Judge / /

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