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Economy / Finance / Money / Self-regulatory organizations / United States securities law / Financial markets / Investment / Securities Investor Protection Corporation / Corporate crime / Financial Industry Regulatory Authority / Securities Investor Protection Act / U.S. Securities and Exchange Commission


Introduction Brokerage firms that experience serious financial difficulties and must be shut down may undergo what are called “liquidation” proceedings. The good news is that such closures do not happen very
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Document Date: 2015-07-30 15:19:32


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