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Disgorgement / Debenture / Securities Act / Financial regulation / Economics / Financial economics / Mutual fund scandal / United States Securities and Exchange Commission / Corporate crime / Fair Fund


UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015
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Document Date: 2015-05-28 12:52:44

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File Size: 81,56 KB

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Company

Charles Vista LLC / LORENZO AND /

Currency

USD / /

Event

Debt Financing / /

Organization

Division of Enforcement / Securities and Exchange Commission / Fair Fund / /

Person

GREGG C. LORENZO / /

Position

broker-dealer / Secretary / Brent J. Fields Secretary / /

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