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SETTLEMENT OBLIGATIONS FOR CONTROLLED CLIENTS SETTLEMENT OBLIGATION 1 SETTLEMENT PRINCIPLES FOR TRANSACTIONS IN EQUITY SECURITIES Settlement will take place in accordance with the following principles:
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Document Date: 2016-06-28 11:08:05
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SETTLEMENT OBLIGATIONS FOR CONTROLLED CLIENTS SETTLEMENT OBLIGATION 1 SETTLEMENT PRINCIPLES FOR TRANSACTIONS IN EQUITY SECURITIES Settlement will take place in accordance with the following principles: