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Finance / Public Company Accounting Oversight Board / Sarbanes–Oxley Act / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Self-regulatory organization / Audit / Securities Exchange Act / Registered representative / United States securities law / Accountancy / Business


The Matryoshka Doll Principle: Transparent Governance Obligations of FINRA Remain Safely Nested Within the Layers of Existing Securities Regulation Brittany M. McIntosh
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Document Date: 2012-12-17 16:19:33


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New York / /

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Youngstown Sheet & Tube Co. / Financial Industry Regulatory Authority Inc. / General Services / Free Enterprise Fund / Securities Dealers Inc. / NYSE Group Inc. / New York Stock Exchange / R.R. Passenger Corp. / The 2010 Free Enterprise / NYSE Regulation / National Railroad Passenger Corp. / /

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United States / /

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M&A / /

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registered public accounting / insurance / /

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Nominating Committee / See Free Enterprise Fund / SelfRegulatory Organization / Lebron / Free Enterprise Court / Federal Trade Commission / Self-Regulatory Organization / Senate / United States Government / Congress / FINRA V / US Supreme Court / Federal Government / Public Company Accounting Oversight Board / Exchange Act Release / National Securities Association / FINRA’s Board of Governors / National Association of Securities Dealers / Securities and Exchange Commission / /

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Breyer / Nixon / Brittany M. McIntosh / George Washington / /

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Board member / President / President of the United States of America / broker / supreme Magistrate / officer / Governor / Small Firm Governor / Mid-Size Firm Governor / and Large-Firm Governor / principal officer / SECRETARY OF STATE / https /

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Delaware / /

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