SEF

Results: 697



#Item
11TRADITION SEF, Inc.  Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department

TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department

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Source URL: www.traditionsef.com

Language: English - Date: 2018-08-15 15:51:43
12TRADITION SEF, Inc.  Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department

TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department

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Source URL: www.traditionsef.com

Language: English - Date: 2018-09-06 18:10:44
13TRADITION SEF, Inc.  Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department

TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department

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Source URL: www.traditionsef.com

Language: English - Date: 2018-09-26 17:54:51
14FICC / Email / Investment banking

Tradition SEF, Inc. Participant Information Form (Rev Oct 2016)

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Source URL: www.traditionsef.com

Language: English - Date: 2016-10-17 16:17:18
15Tradition SEF, Inc.  Participant NoticeNotice of Product Certifications to Tradition SEF’s Equity and Credit Asset Classes CFTC Submission Nos, andSeptember 18, 2018

Tradition SEF, Inc. Participant NoticeNotice of Product Certifications to Tradition SEF’s Equity and Credit Asset Classes CFTC Submission Nos, andSeptember 18, 2018

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Source URL: www.traditionsef.com

Language: English - Date: 2018-09-26 17:57:38
16Tradition SEF, Inc.  Participant NoticeTradition SEF Revised Holiday Notice March 26, 2018 To : Tradition SEF Authorized Representatives

Tradition SEF, Inc. Participant NoticeTradition SEF Revised Holiday Notice March 26, 2018 To : Tradition SEF Authorized Representatives

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Source URL: www.traditionsef.com

Language: English - Date: 2018-03-26 11:51:07
    17Economy / Money / Finance / Financial markets / Swap Execution Facility / Payment systems / Derivative / Clearing house / Clearing / Counterparty / ACT / Investment Industry Regulatory Organization of Canada

    Tradition SEF, Inc. The participant located in Quebec (the “Participant”) receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to Tradition that:

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    Source URL: www.traditionsef.com

    Language: English - Date: 2017-07-05 08:55:26
    18Tradition SEF, Inc.  Participant NoticeCredit Default Swap Rolls HY Minimum Order Size September 28, 2018 To:

    Tradition SEF, Inc. Participant NoticeCredit Default Swap Rolls HY Minimum Order Size September 28, 2018 To:

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    Source URL: www.traditionsef.com

    - Date: 2018-10-01 09:52:11
      19Tradition SEF, Inc. Participant NoticeTradition SEF Fee Schedule CFTC Submission NoSeptember 6, 2018 To : Tradition SEF Authorized Representatives

      Tradition SEF, Inc. Participant NoticeTradition SEF Fee Schedule CFTC Submission NoSeptember 6, 2018 To : Tradition SEF Authorized Representatives

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      Source URL: www.traditionsef.com

      Language: English - Date: 2018-09-06 18:12:22
      20Tradition SEF, Inc.  Participant NoticeReminder of Certain Obligations of Tradition SEF Market Participants May 14, 2018 To:

      Tradition SEF, Inc. Participant NoticeReminder of Certain Obligations of Tradition SEF Market Participants May 14, 2018 To:

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      Source URL: www.traditionsef.com

      Language: English - Date: 2018-05-14 19:20:14