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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 23, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effect
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Document Date: 2015-02-24 09:13:44

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File Size: 119,24 KB

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City

Washington / DC / /

Company

Financial Industry Regulatory Authority Inc. / NASD Incorporated / /

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Event

Reorganization / /

Facility

Financial Services Institute / /

IndustryTerm

printing / web-based tool / electronic communications / Internet comment form / Internet website / /

Organization

I. Self-Regulatory Organization / Securities and Exchange Commission / Financial Services Institute / Division of Trading and Markets / Self-Regulatory Organization / NASD / FINRA / /

Person

Marcia E. Asquith / Brent J. Fields / Jill M. Peterson / /

/

Position

Governor / Assistant Secretary / official business days / Executive Representative / operative / Secretary / Officer / Chief / Chief Executive Officer and Chief Compliance Officer / /

URL

http /

SocialTag