Citigroup Global Markets Inc. / Basin Water Inc. / Fenner & Smith Incorporated / Goldman Sachs & Co. / Comsys IT Partners Inc. / Janus Capital / Enron / Worldcom / Halliburton Co. / RBS Securities Inc. / JPMorgan Chase & Co. / Merrill Lynch / Bank Ltd. / Heppelwhite Fund LP / Locust Offshore Management LLC / NIC Inc. / The Wall Street Journal / Harbinger Capital Partners / Magnetar Capital LLC / Hepplewhite / Scott / /
Country
Canada / Georgia / /
Currency
USD / / /
Event
Reorganization / Judicial Event / Product Issues / Restatement / Person Communication and Meetings / Legal Issues / Labor Issues / Diplomatic Relations / Person Travel / /
Facility
Supreme Court / United States District Court / /
IndustryTerm
securities law violations / government website contractor / internet / Retail investors / insurance coverage / /
Organization
Supreme Court / U.S. Securities and Exchange Commission / United States District Court for the District of Kansas / United States District Court for the Northern District of Texas / US Federal Reserve / Financial Reporting and Audit Task Force / Microcap Fraud Task Force / Securities and Exchange Commission / United States District Court for the Central District of California / Comptroller of the Currency / United States District Court for the Northern District / office of the Whistleblower Between / UK Financial Conduct Authority / Center for Risk and Quantitative Analytics / Department of Justice / Erica P. John Fund / /
Person
Berton M. Hochfeld / Nat / Robert Khuzami / Larry L. Enterline / Stephen D. Hibbard San Francisco / Kristen Hutchens Kyle Noonan / Schvacho / Philip A. Falcone / Andrey Hicks / Manuel L. Real / Agnès Dunogué / William Duffey / Jr. / Thomas Tekulve Jr. / Steve Kovzan / Jed S. Rakoff / Mark Cuban / Scott Herckis / Fabrice Tourre / Daniel H.R. Laguardia / Mary Schapiro / Guy Faure / Andrew Ceresney / Peter Jensen / Jo White / George Canellos / Matthew L. Craner / Philip Urofsky Washington / Stuart J. Baskin / Christopher L. LaVigne / C. Mark D. Lanpher / John A. Nathanson / Washington D.C. Mark / Stephen Fishbein / Joseph J. Frank / / /
Position
Vice President / Editor in Chief / entrepreneur / CEO / dealer / investment adviser / executive / administrator / municipal securities dealer / municipal advisor / Managing Editor / Attorney / CEO and CFO / manager / government website contractor / head the Enforcement Division / investment adviser / municipal securities dealer / Acting Director of the Division / Chairman / director the Enforcement Division / Director / broker / dealer / Chair / hedge fund adviser / Judge / CFO / hedge fund administrator / /
SEC Enforcement Year in Review