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Financial regulation / Law / Financial system / Corporate crime / Central Bank of Denver v. First Interstate Bank of Denver / Securities Exchange Act / Private Securities Litigation Reform Act / Drinker Biddle & Reath / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress


Nos[removed]; [removed]__________________________________________ UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT __________________________________________ ELYSE S. KLEIN, RICHARD KASTNER, DORIS
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Document Date: 1998-04-29 10:08:00


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City

Philadelphia / /

Company

Interstate Bank of Denver / First Interstate Bank of Denver / Dean Witter Reynolds Inc. / MERCER SERCURITIES LTD. / MERCER SECURITIES INC. / Central Bank of Denver / AND MERCER SECURITIES LTD. / Hill Richards Inc. / Home-Stake Production Co. / Coleman / Mercer Securities Ltd. / Options Exchange / Defendant Drinker Biddle & Reath / /

Country

United States / /

Facility

United States District Court / /

IndustryTerm

securities law violations / indispensable tool / law / /

Organization

Ltd. District Court / Congress / Securities and Exchange Commission Washington / D.C. / Chicago Board of Options Exchange / District Court / Supreme Court / United States District Court for the Eastern District of Pennsylvania / National Association of Securities Dealers / Securities and Exchange Commission / /

Person

WARREN KASTNER / William Coleman / CHRISTOPHER PAIK / RICHARD KASTNER / GREGORY JAMGOCHIAN / WILLIAM DISSTON COLEMAN / RICHARD H. WALKER / WILLIAM BALLANTINE BOYD / III / JACOB H. STILLMAN / LAWRENCE G. STEVENS / DORIS KASTNER / ELYSE S. KLEIN / PAUL GONSON / THOMAS H. TARANTINO / KATHARINE B. GRESHAM / /

Position

Associate General Counsel / Solicitor / Senior Counsel / investment advisor / Assistant General Counsel Of Counsel PAUL GONSON / Private / General Counsel / securities salesman / Counsel / /

ProvinceOrState

Vermont / Minnesota / Pennsylvania / California / /

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